Criteria - Falcon Investment Advisors


Portfolio company size:

  • Pro forma run-rate EBITDA in excess of $10 million

Industry focus and company type:

  • Diversified approach
  • No start-up companies or real estate

Investment size:

  • Evaluating investment sizes from $30 to $150 million

Transaction types:

  • Acquisition financings
  • Recapitalizations and refinancings
  • Management/leveraged buyouts
  • Growth capital financings
  • Liquidity for existing shareholders, including generational transfers
  • Structured finance

Security types:

  • Subordinated debt with warrants
  • Convertible subordinated debt or preferred stock
  • PIK preferred stock with warrants
  • Non-control common equity (in conjunction with a¬†junior capital¬†investment)