Portfolio company size:

• Pro forma run-rate EBITDA in excess of $10 million

Industry focus and company type:

• Diversified approach
• No start-up companies or real estate

Transaction size:

• $10 to $75 million of capital invested

Transaction types:

• Acquisition financings
• Recapitalizations and refinancings
• Management/leveraged buyouts
• Growth capital financings
• Liquidity for existing shareholders, including generational transfers
• Structured finance

Security types:

• Subordinated debt with warrants
• Convertible subordinated debt or preferred stock
• PIK preferred stock with warrants
• Non-control common equity (in conjunction with a mezzanine investment)